Alex
Garcia
Swbc Investment Company
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About this Advisor
Alex Garcia is a financial advisor working in Austin, Texas, who has 3 years of relevant experience. Garcia is currently employed by Swbc Investment Company. Over the course of their career, Garcia has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Bank Na, Texas Tech University, Florida Southwestern State College, Amg Standard LLC, Jpmorgan Chase Bank, N.A, J.P. Morgan Securities LLC, Swbc Investment Services, Swbc Investment Services, LLC and Swbc Investment Company. Garcia has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Texas. Swbc Investment Company is an advisory business headquartered in San Antonio, TX. The company has offices in 14 locations and a total of 45 employees. It has $380 million in total assets between its 340 accounts, placing it among the bigger investment advisory firms in the United States by assets under management. Of its 340 client accounts, 28% are held by high-net-worth investors who have greater than $1 million in investable assets. Swbc Investment Company performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management largely vary depending on which services are offered. However, fees charged by Swbc Investment Company can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Swbc Investment Company Brokerage Details
$380,146,900
45
340
$1,118,079
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Alex Garcia Work History
Alex has been registered as a financial advisor for 3 years.*
Swbc Investment Services, LLC
Swbc Investment Company
Swbc Investment Services
Amg Standard LLC
Jpmorgan Chase Bank, N.A
J.P. Morgan Securities LLC
Florida Southwestern State College
Wells Fargo Clearing Services, LLC
Wells Fargo Bank Na
Wells Fargo Advisors LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Bank Na
Texas Tech University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alex Garcia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Swbc Investment Company
Dayton, NJ
San Antonio, TX
San Antonio, TX
Richardson, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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