Alexander
Tarnow

First Trust Advisors Lp

CRD#7059728
Investment Advisor
in Austin, TX

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About this Advisor

Alexander Tarnow is a financial advisor operating out of Austin, Texas who has 4 years of relevant experience. Tarnow is an employee of First Trust Advisors Lp. Their career trajectory has included roles at First Trust Portfolios L.P, First Trust Advisors L.P, Northern Trust Co, Royal Securities Co and Cornerstone University. Tarnow holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in Illinois and Texas. First Trust Advisors Lp is a registered investment business headquartered in Wheaton, IL. The firm has offices in two locations and a total of 637 employees. It manages $191 billion in total assets across its 3,143 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The business performs a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Financial advisory fee schedules largely are based on the type of financial services offered. Fee types charged by First Trust Advisors Lp most likely are comprised of any blend of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others

Office Location

Ibc Building 500 West 5Th Street, 8Th Floor
Austin, TX 78701

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First Trust Advisors Lp Brokerage Details

Total Assets Under Management

$190,452,000,000

TX Average: $6,674,516,078
Total Number of Employees

637

TX Average: 44
Total Number of Accounts

3,143

TX Average: 2,564
Average Account Size

$60,595,609

TX Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Alexander Tarnow Work History

Alexander has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

First Trust Portfolios L.P

2019 - Present (5 years)

First Trust Advisors L.P

2014 - 2018 (4 years)

Northern Trust Co

2013 - 2014 (1 year)

Royal Securities Co

2010 - 2014 (4 years)

Cornerstone University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alexander Tarnow to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Trust Advisors Lp

Paul Brandwein
Wheaton, IL
Alexander Rossi
Wheaton, IL
Andrew Jahns
Wheaton, IL
Sean Parchment
Rockaway Park, NY
Eric Holsen
Wheaton, IL
Estefania Gorman
Austin, TX
Evan Singley
Wheaton, IL
Jonathon Digiovanni
Wheaton, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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