Barry
Johnson

Rockefeller Financial LLC

CRD#2419450
Investment Advisor
in Spring, TX

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About this Advisor

Barry Johnson is a financial advisor who works out of Spring, Texas who has 1 year of relevant experience. Johnson is currently employed by Rockefeller Financial LLC. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, The Bank Of River Oaks, United Capital Resources, Inc, Bank Of America, N.A and Rockefeller Financial LLC. Johnson maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and can operate in Texas. Rockefeller Financial LLC is a business that has its headquarters in New York, NY. The firm has offices in 39 locations and a total of 531 advisors. It oversees $35 billion in assets under management among its 46,727 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 215 charities and foundations. Of its 46,727 client accounts, 29% are held by high-net-worth investors who have at least $1 million in investable assets. Rockefeller Financial LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors depend on which service is provided. Fee types charged by Rockefeller Financial LLC can consist of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1790 Hughes Landing Boulevard, Suite 400
Spring, TX 77380

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

TX Average: $7,464,549,021
Total Number of Employees

531

TX Average: 88
Total Number of Accounts

46,727

TX Average: 3,892
Average Account Size

$742,780

TX Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Barry Johnson Work History

Barry has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Rockefeller Financial LLC

2015 - 2022 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2022 (7 years)

Bank Of America, N.A

2014 - 2015 (1 year)

The Bank Of River Oaks

2002 - 2014 (12 years)

United Capital Resources, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Barry Johnson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Veronica Campanella
Los Angeles, CA
Sean Foust
Spring, TX
Cristina Tacettin
St. Augustine, FL
Mason Liu
Boca Raton, FL
Andrew Karr
Atlanta, GA
Vincent Selip
Trenton, NJ
Richard Schmock
Scottsdale, AZ
Trisha Fountain
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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