Benjamin
Ock

Lpl Financial LLC

CRD#6556476
Investment Advisor
in Houston, TX

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About this Advisor

Benjamin Ock is a financial advisor based in Houston, Texas, working with Lpl Financial LLC. Benjamin has previously held positions at Postal Annex 3010, Balcony Bar And Grill, Modern Wealth Advisors, Tokyo Table, Ifs Securities Inc, Modern Wealth Law, Jung Hoon Ock, San Diego State University, Lpl Financial LLC, and Cantella & Co., Inc. Benjamin has passed the Series 66 regulatory exam and is registered to provide services in California and Texas. Currently, Benjamin is part of Lpl Financial LLC, which operates out of Houston, Texas. The firm has 17,453 offices and 35,841 employees. The firm manages assets totaling $463.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lpl Financial LLC includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3120 Sw Freeway, Ste 500
Houston, TX 77098

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$463,475,486,343

TX Average: $646,059,043
Total Number of Employees

35,841

TX Average: 13
Total Number of Accounts

1,910,545

TX Average: 661
Average Account Size

$242,588

TX Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Benjamin Ock Work History

2022 - Present (2 years)

Lpl Financial LLC

2015 - Present (9 years)

Modern Wealth Advisors

2019 - 2021 (2 years)

San Diego State University

2019 - 2022 (3 years)

Cantella & Co., Inc

2018 - 2019 (1 year)

Ifs Securities Inc

2018 - 2022 (4 years)

Jung Hoon Ock

2016 - 2019 (3 years)

Tokyo Table

2016 - 2018 (2 years)

Modern Wealth Law

2014 - 2016 (2 years)

Balcony Bar And Grill

2012 - 2014 (2 years)

Postal Annex 3010

Disclosures

Please visit the SEC profile of Benjamin Ock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Elizabeth Brennan
Fort Mill, SC
Amanda Murray
Cohasset, MA
Charles Christy
Metairie, LA
Gregory Peebles
Dublin, CA
Philip Reed
South Portland, ME
Paul Wallin
San Antonio, TX
Yixuan Cheng
Austin, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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