Brock
Johns

Empower Wealth Management

CRD#6191495
Investment Advisor
in Cedar Park, TX

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About this Advisor

Brock Johns is a financial advisor who works out of Cedar Park, Texas, who has 1 year of relevant experience. Johns is an advisor for Empower Wealth Management. Johns has gained experience at Bestbuy, First Investors Corporation, Speedsports.Net, New York Life, Jp Morgan Securities, LLC, Jp Morgan Chase Bank, Ny Life Securities, LLC, Restoration Hardware, Wealth Strategies Northwest, Voya Financial, Charles Schwab & Co., Inc, Innealta Capital, LLC, Northern Lights Distributors, LLC, Swbc Investment Advisory Services LLC, The Vanguard Group, Inc, Lpl Financial LLC and Donato Wealth Management, Pllc. Johns holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to advise clients in Texas. Empower Wealth Management is a business headquartered in Cedar Park, TX. It manages $116 million in assets under management across its 999 customer accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 999 accounts, just 5% are associated with high-net-worth individuals who have at least $1 million in assets. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors typically vary depending on the financial services provided. However, fees billed by Empower Wealth Management likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1603 Medical Parkway Suite 230
Cedar Park, TX 78613

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Empower Wealth Management Brokerage Details

Total Assets Under Management

$116,298,081

TX Average: $3,042,739,679
Total Number of Employees

3

TX Average: 49
Total Number of Accounts

999

TX Average: 2,315
Average Account Size

$116,414

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Brock Johns Work History

Brock has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Donato Wealth Management, Pllc

2022 - 2022 (< 1 year)

Lpl Financial LLC

2021 - 2021 (< 1 year)

Swbc Investment Advisory Services LLC

2021 - 2022 (1 year)

The Vanguard Group, Inc

2019 - 2021 (2 years)

Innealta Capital, LLC

2019 - 2021 (2 years)

Northern Lights Distributors, LLC

2017 - 2019 (2 years)

Charles Schwab & Co., Inc

2015 - 2017 (2 years)

Voya Financial

2014 - 2015 (1 year)

Jp Morgan Securities, LLC

2014 - 2015 (1 year)

Jp Morgan Chase Bank

2014 - 2014 (< 1 year)

Wealth Strategies Northwest

2013 - 2013 (< 1 year)

First Investors Corporation

2013 - 2013 (< 1 year)

Speedsports.Net

2013 - 2013 (< 1 year)

New York Life

2013 - 2013 (< 1 year)

Ny Life Securities, LLC

2013 - 2014 (1 year)

Restoration Hardware

2012 - 2013 (1 year)

Bestbuy

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brock Johns to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Empower Wealth Management

Brock Johns
Cedar Park, TX
Philip Capriotti
Cedar Park, TX
Philip Capriotti
Cedar Park, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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