Charles
Jaquess

Spc

CRD#6054471
Investment Advisor
in Allen, TX

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About this Advisor

Charles Jaquess is a financial advisor working in Allen, Texas, with 10 years in the industry. Jaquess currently works for Spc. Over the course of their career, they have held roles at Aaa Texas LLC, Credit Arbitrators, Edward Jones, Sigma Financial Corporation and Sigma Planning Corporation. Jaquess maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California and Texas. Spc is a financial advisory company that has its headquarters in Allen, Texas. The investment advisory business has offices in 464 locations and a total of 705 employees. It controls $5 billion in assets between its 25,865 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 13 charitable organizations. Of its 25,865 customer accounts, just 9% are associated with high-net-worth investors who have at least $1 million in investable assets. Spc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice largely are based on the type of financial services provided. Fees charged by Spc can include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

101 W Mcdermott Dr
Allen, TX 75013

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Spc Brokerage Details

Total Assets Under Management

$4,557,672,608

TX Average: $943,424,332
Total Number of Employees

705

TX Average: 21
Total Number of Accounts

25,865

TX Average: 1,586
Average Account Size

$176,210

TX Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Charles Jaquess Work History

Charles has 10 years of experience.

2016 - Present (6 years)

Sigma Financial Corporation

2016 - Present (6 years)

Sigma Planning Corporation

2012 - 2016 (4 years)

Edward Jones

2011 - 2012 (1 year)

Aaa Texas LLC

2010 - 2011 (1 year)

Credit Arbitrators

Disclosures

Charles Jaquess has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

James Pihaly
Rockford, IL
Dean Bell
Utica, MI
Steven Belloli
East Lansing, MI
Melody Lowe
Ottumwa, IA
Brandon Grammatico
Ann Arbor, MI
Mark Steinman
Ann Arbor, MI
James Sadek
Austin, TX
Andrew Grimston
Allen Park, MI

The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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