Connor
Ambrose

Summit Financial Group Inc

CRD#5763812
Investment Advisor
in Dallas, TX
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About this Advisor

Connor Ambrose is a certified financial planner working out of Dallas, Texas, with a total of 10 years of professional experience. Ambrose currently works for Summit Financial Group Inc. Throughout their career, Ambrose has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Victory Partners, LLC and Bank Of America, Na. Ambrose has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas. Summit Financial Group Inc is a firm operating out of Dallas, Texas. The investment advisory business has offices in 260 locations and a total of 374 advisors. It handles $3 billion in assets across its 14,864 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 32 charitable organizations. Of its 14,864 accounts, 22% are associated with high-net-worth clients who have greater than $1 million in assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely vary depending on which services the firm provides the client. Fee types billed by Summit Financial Group Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

13155 Noel Road Suite 900
Dallas, TX 75240

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Summit Financial Group Inc Brokerage Details

Total Assets Under Management

$2,889,596,331

TX Average: $1,855,561,029
Total Number of Employees

353

TX Average: 62
Total Number of Accounts

15,944

TX Average: 2,474
Average Account Size

$181,234

TX Average: $750,025

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Connor Ambrose Work History

Connor has 10 years of experience.

2010 - Present (9 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2010 - Present (9 years)

Bank Of America, Na

2008 - 2009 (1 year)

Victory Partners, LLC

Disclosures

Connor Ambrose has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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