Daniel
Doughty

Lpl Financial LLC

CRD#4970111
Investment Advisor
in Houston, TX

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About this Advisor

Daniel Doughty is a financial advisor operating in Houston, Texas who has 10 years of relevant experience. Doughty is currently employed by Lpl Financial LLC. Throughout their career, they have worked at Streettalk Advisors, LLC and Lpl Financial LLC. Doughty holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Texas. Lpl Financial LLC is a company based in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It handles $368 billion in total assets across its 1,688,501 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 accounts, 31% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. Lpl Financial LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules largely are based on which service is offered. However, fee types billed by Lpl Financial LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Houston, TX

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

TX Average: $646,059,043
Total Number of Employees

31,366

TX Average: 13
Total Number of Accounts

1,688,501

TX Average: 661
Average Account Size

$217,956

TX Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Daniel Doughty Work History

Daniel has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Lpl Financial LLC

2013 - 2013 (< 1 year)

Streettalk Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Doughty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Tyrell Marchant
Salt Lake City, UT
John Neuenswander
Salt Lake City, UT
John Noone
Bedford, MA
Ralph Shute
Richmond, IN
Grzegorz Szymczak
Hinsdale, IL
David Capitan
Hinsdale, IL
Andrew Kastenholz
Menomonee Falls, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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