David
Rodriguez

Sagepoint Financial, Inc

CRD#2645831
Investment Advisor
in Austin, TX
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About this Advisor

David Rodriguez is a certified financial planner who lives in Austin, Texas. Currently a registered advisor at Sagepoint Financial, Inc, Rodriguez has 13 years of practice as an investment advisor. Rodriguez has Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Rodriguez can serve investors in Texas. Throughout their career, they have worked at Aig Financial Advisors, Inc and Sagepoint Financial, Inc. Sagepoint Financial, Inc is located in Austin, Texas, and has 615 additional brick-and-mortar locations in the United States. In aggregate, Sagepoint Financial, Inc oversees $7 billion in assets throughout 33,830 accounts and employs more than 2,032 people. The firm's total assets under management places it among the largest firms in the nation. The firm manages 19,836 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 11% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Sagepoint Financial, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

314 E. Highland Mall Blvd. Suite 208
Austin, TX 78752

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

TX Average: $1,555,372,352
Total Number of Employees

1,957

TX Average: 37
Total Number of Accounts

42,989

TX Average: 1,370
Average Account Size

$185,820

TX Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Rodriguez Work History

David has 13 years of experience.

2009 - Present (10 years)

Sagepoint Financial, Inc

2005 - 2009 (4 years)

Aig Financial Advisors, Inc

Disclosures

David Rodriguez has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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