David
Sims
Principal Securities, Inc
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About this Advisor
David Sims is a certified financial planner who works in Addison, Texas who has 4 years of industry experience. Sims is on the advisory team at Principal Securities, Inc. During their career, the advisor has held roles at Usaa Financial Advisors, Inc, Usaa Financial Planning Services, Principal Life Ins Co, Princor Financial Services Corp, Ten Talents Wealth Management, Lpl Financial LLC, Householder Group Estate & Retirement Specialists, Principal Life Insurance Company and Principal Securities Inc. Sims holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Texas. Principal Securities, Inc is a business that has its headquarters in Des Moines, IA. It has offices in 350 locations and a total of 1,430 people on staff. It oversees $9 billion in assets across its 46,075 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 34 charitable organizations. Of its 46,075 accounts, just 3% are held by high-net-worth investors who have at least $1 million in investable assets. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically depend on the type of financial services offered. However, fee types charged by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Sims Work History
David has been registered as a financial advisor for 4 years.*
Principal Life Insurance Company
Principal Securities Inc
Ten Talents Wealth Management
Lpl Financial LLC
Householder Group Estate & Retirement Specialists
Ten Talents Wealth Management
Principal Life Ins Co
Princor Financial Services Corp
Usaa Financial Advisors, Inc
Usaa Financial Planning Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Sims to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Fargo, ND
Syracuse, NY
Seattle, WA
Williamston, MI
Lansing, MI
Phoenix, AZ
Tampa, FL
Des Moines, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
