Derek
Moffatt
Strategic Financial Concepts, LLC
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About this Advisor
Derek Moffatt is a financial advisor operating out of Fort Worth, Texas with a total of 4 years of relevant experience. Moffatt is on the advisory team at Strategic Financial Concepts, LLC. During their career, the advisor has held roles at Prosperity Bank, Lpl Financial LLC and Fwpam, Inc. Moffatt maintains Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to work in Texas. Strategic Financial Concepts, LLC is a firm that has its headquarters in San Antonio, TX. The firm has offices in 27 locations and a total of 35 employees. It oversees $811 million in assets among its 4,470 customer accounts, making it one of the bigger investment advisory firms in the United States by assets under management. The firm advises six charities and foundations. Of its 4,470 accounts, just 4% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The firm provides a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually vary depending on the type of financial services provided. However, fees charged by Strategic Financial Concepts, LLC can include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Strategic Financial Concepts, LLC Brokerage Details
$811,032,601
35
4,470
$181,439
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Derek Moffatt Work History
Derek has been registered as a financial advisor for 4 years.*
Lpl Financial LLC
Fwpam, Inc
Prosperity Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Derek Moffatt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Strategic Financial Concepts, LLC
Round Rock, TX
Round Rock, TX
Houston, TX
Fort Worth, TX
Blanchard, OK
El Paso, TX
Texarkana, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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