Douglas
Jones
Riley Private Client LLC
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About this Advisor
Douglas Jones is a financial advisor based in Southlake, Texas, working with Riley Private Client LLC. Douglas has previously held positions at Merrill Lynch, Pierce, Fenner & Smith, Inc, Bank Of America, N.A, Neuberger Berman LLC, Charles Schwab & Co., Inc, Charles Schwab Bank, Riley Private Client LLC, and as a sole proprietor. Douglas has passed the Series 66 regulatory exam and is registered to provide services in Kansas and Texas. Currently, Douglas is part of Riley Private Client LLC, which operates out of Southlake, Texas. The firm has one office and four employees. The firm manages assets totaling $64.9 million and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and the selection of other advisers. The fee structure at Riley Private Client LLC includes asset-based, fixed, and other fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Riley Private Client LLC Brokerage Details
$64,894,878
4
363
$178,774
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Douglas Jones Work History
Riley Private Client LLC
Douglas Jones, Sole Proprietor
Charles Schwab & Co., Inc
Charles Schwab Bank
Neuberger Berman LLC
Merrill Lynch, Pierce, Fenner & Smith, Inc
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith, Inc
Disclosures
Please visit the SEC profile of Douglas Jones to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Riley Private Client LLC
Southlake, TX
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