Elizabeth
Sims
Herbert J. Sims Capital Management, Inc
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About this Advisor
Elizabeth Sims is a financial advisor based out of Austin, Texas who has 4 years of relevant experience. Sims currently works for Herbert J. Sims Capital Management, Inc. During their career, the advisor has held roles at Entergy and Herbert J. Sims & Co. Inc (3420). Sims maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is registered to serve investors in Connecticut and Florida. Herbert J. Sims Capital Management, Inc is a firm that has its headquarters in Fairfield, CT. It has offices in five locations and a total of 32 employees. It controls $140 million in assets under management across its 272 client accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 272 client accounts, 18% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The company offers a few services, such as portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees vary depending on which service is provided. However, fees charged by Herbert J. Sims Capital Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Herbert J. Sims Capital Management, Inc Brokerage Details
$139,907,606
32
272
$514,366
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Elizabeth Sims Work History
Elizabeth has been registered as a financial advisor for 4 years.*
Herbert J. Sims & Co. Inc (3420)
Entergy
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Elizabeth Sims to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Herbert J. Sims Capital Management, Inc
Guaynabo, PR
Fairfield, CT
Red Bank, NJ
Jupiter, FL
Austin, TX
Fairfield, CT
Fairfield, CT
Red Bank, NJ
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