Merrill Lynch, Pierce, Fenner & Smith Inc

Investment Advisor
in Austin, TX

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About this Advisor

Felix Gutierrez is a financial advisor working in Austin, Texas, with a total of 1 year of relevant experience. Gutierrez is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Austin Community College, Compass Bank, Bbva Securities Inc, Edward Jones, Morgans Deals, Evin Personnel, Bbva Compass Insurance Agency, Inc, Bbva Wealth Solutions Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Gutierrez has Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company operating out of New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 employees. It has $1 trillion in total assets across its 2,864,234 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are held by high-net-worth investors who have more than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules largely are based on which services are offered. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

12521 N Interstate 35
Austin, TX 78753

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management


TX Average: $7,464,549,021
Total Number of Employees


TX Average: 88
Total Number of Accounts


TX Average: 3,892
Average Account Size


TX Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Felix Gutierrez Work History

Felix has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2022 - Present (2 years)

Bank Of America, N.A

2015 - Present (9 years)

Compass Bank

2015 - 2021 (6 years)

Bbva Securities Inc

2015 - 2021 (6 years)

Bbva Compass Insurance Agency, Inc

2015 - 2021 (6 years)

Bbva Wealth Solutions Inc

2014 - 2014 (< 1 year)

Austin Community College

2014 - 2015 (1 year)

Edward Jones

2013 - 2013 (< 1 year)

Austin Community College

2013 - 2013 (< 1 year)

Morgans Deals

2013 - 2013 (< 1 year)

Evin Personnel

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Felix Gutierrez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Steven Crate
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Patrick Riley
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William Edgar
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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