Hector
Romero

Citigroup Global Markets Inc

CRD#7036253
Investment Advisor
in Denver, CO

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About this Advisor

Hector Romero is a financial advisor who works in Denver, Colorado with a total of 1 year of industry experience. Romero currently works for Citigroup Global Markets Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Wayland Baptist University, Walmart, Wells Fargo, Jpmorgan Chase Bank Na, Jpmorgan Securities LLC, Amazon and Citigroup. Romero holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Citigroup Global Markets Inc is a firm headquartered in New York, NY. The investment advisory business has offices in 733 locations and a total of 7,927 advisors. It manages $35 billion in assets under management across its 53,776 client accounts, placing it among the largest firms in the United States by assets under management. The firm advises 140 charities and foundations. Of its 53,776 accounts, 32% are held by high-net-worth individuals who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. Fees billed by Citigroup Global Markets Inc most likely are comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Other

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100
Denver, CO 80202

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Citigroup Global Markets Inc Brokerage Details

Total Assets Under Management

$34,863,982,805

CO Average: $7,464,549,021
Total Number of Employees

7,927

CO Average: 88
Total Number of Accounts

53,776

CO Average: 3,892
Average Account Size

$648,319

CO Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other

Hector Romero Work History

Hector has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Citigroup

2021 - 2021 (< 1 year)

Jpmorgan Chase Bank Na

2021 - 2021 (< 1 year)

Jpmorgan Securities LLC

2020 - 2020 (< 1 year)

Amazon

2018 - 2021 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2018 - 2021 (3 years)

Bank Of America, N.A

2017 - 2017 (< 1 year)

Walmart

2017 - 2018 (1 year)

Wells Fargo

2015 - 2017 (2 years)

Wayland Baptist University

2014 - 2018 (4 years)

Wayland Baptist University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Hector Romero to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Citigroup Global Markets Inc

Douglas Drehwing
Bay Shore, NY
Michael Calabrese
Chicago, IL
Carlos Morlote
Miami, FL
Jeffrey Manning
Boston, MA
Charles Reinhard
New York, NY
Charles Cavanaugh
New York, NY
Fernando Rodriguez
Boca Raton, FL
Larry Ngai
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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