Herbert
Flores

Mission Wealth Management, Lp

CRD#5143890
Investment Advisor
in Austin, TX

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About this Advisor

Herbert Flores is a financial advisor based in Austin, Texas, working with Mission Wealth Management, Lp. Herbert has previously held positions at J.P. Morgan Securities LLC, Jpmorgan Chase Bank, N.A, Herbert Roldan Flores, Mission Wealth Management, Lp, and Bancwest Investment Services, Inc. Herbert has passed the Series 65, Series 63, and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Herbert is part of Mission Wealth Management, Lp, which operates out of Austin, Texas. The firm has 32 offices and 109 employees. The firm manages assets totaling $7.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and other services. The fee structure at Mission Wealth Management, Lp includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 65, Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

823 Congress Ave Suite 300
Austin, TX 78701

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Mission Wealth Management, Lp Brokerage Details

Total Assets Under Management

$7,072,960,768

TX Average: $7,578,581,321
Total Number of Employees

109

TX Average: 43
Total Number of Accounts

9,939

TX Average: 3,727
Average Account Size

$711,637

TX Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Herbert Flores Work History

2023 - Present (2 years)

Mission Wealth Management, Lp

2022 - 2023 (1 year)

J.P. Morgan Securities LLC

2022 - 2023 (1 year)

Jpmorgan Chase Bank, N.A

2016 - 2022 (6 years)

Herbert Roldan Flores

2014 - 2015 (1 year)

Bancwest Investment Services, Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Herbert Flores to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mission Wealth Management, Lp

Daniel Friedman
Miami, FL
Jared Sweeney
Walpole, MA
Peter Ahrens
Fort Collins, CO
Emil Nazaretyan
Santa Barbara, CA
Dennis Clark
Santa Barbara, CA
Mitchell Grushen
Los Angeles, CA
Andrew Kulha
Houston, TX
Sara Clark
Santa Barbara, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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