James
Einspanier

Securities America Advisors, Inc

CRD#1632885
Investment Advisor
in Dallas, TX
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About this Advisor

James Einspanier is a chartered financial consultant operating in Dallas, Texas, who has been in the industry for 26 years. Einspanier currently works for Securities America Advisors, Inc. Their career trajectory has included roles at Securities America, Inc, Securities America Advisors, Inc, Jim Einspanier, Navigation Financial Group and Allegiance Capital Corporation. Einspanier holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Texas. Securities America Advisors, Inc is a financial advisory business that has its headquarters in Dallas, Texas. The investment advisory business has offices in 1,238 locations and a total of 1,875 people on staff. It oversees $22 billion in assets under management between its 141,149 customer accounts, making it one of the largest firms in the nation by assets under management. The firm serves 65 charitable organizations. Of its 141,149 customer accounts, just 10% belong to high-net-worth individuals who have at least $1 million in assets. The business offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advisory services usually depend on the services. Fees billed by Securities America Advisors, Inc likely include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

15770 N. Dallas Parkway Suite 650
Dallas, TX 75248

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$21,887,351,786

TX Average: $1,978,216,465
Total Number of Employees

1,992

TX Average: 226
Total Number of Accounts

154,747

TX Average: 7,467
Average Account Size

$141,440

TX Average: $264,928

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Einspanier Work History

James has 26 years of experience.

2003 - Present (16 years)

Securities America, Inc

2003 - Present (16 years)

Securities America Advisors, Inc

2003 - Present (16 years)

Navigation Financial Group

1992 - Present (27 years)

Jim Einspanier

2007 - 2016 (9 years)

Allegiance Capital Corporation

Disclosures

James Einspanier has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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