James
Kaighin

Hilltop Securities Independent Network Inc

CRD#3078781
Investment Advisor
in Austin, TX
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About this Advisor

James Kaighin is a certified financial planner working out of Austin, Texas, who has been in the industry for 20 years. Kaighin currently works for Hilltop Securities Independent Network Inc. Their career trajectory has included roles at Choice Investments, Inc and Sws Financial Services. Kaighin has a Series 63 license, qualifying them as a securities broker, and is approved to operate in Illinois, Texas and Ohio. Hilltop Securities Independent Network Inc is a financial advisory business that has its headquarters in Austin, Texas. The investment advisory business has offices in 93 locations and a total of 127 advisors. It has $402 million in assets under management among its 1,747 customer accounts, making it one of the bigger investment advisory firms in the nation by assets under management. The firm serves five charities and foundations. Hilltop Securities Independent Network Inc has a wide array of services, such as portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees usually vary depending on which services the firm provides the client. However, fee types billed by Hilltop Securities Independent Network Inc likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

20 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1212 Guadalupe St. Suite G1
Austin, TX 78701

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Hilltop Securities Independent Network Inc Brokerage Details

Total Assets Under Management

$402,282,494

TX Average: $3,042,739,679
Total Number of Employees

127

TX Average: 49
Total Number of Accounts

1,747

TX Average: 2,315
Average Account Size

$230,270

TX Average: $1,314,358

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Kaighin Work History

James has 20 years of experience.

2011 - Present (8 years)

Sws Financial Services

1998 - 2011 (13 years)

Choice Investments, Inc

Disclosures

James Kaighin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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