James
Marroquin

Royal Alliance Associates, Inc

CRD#1287040
Investment Advisor
in Austin, TX
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About this Advisor

James Marroquin is a certified financial planner located in Austin, Texas. Currently a registered investment advisor at Royal Alliance Associates, Inc, Marroquin has a notable 42 years of practice in the financial advisory industry. Marroquin has a Series 63 license, qualifying them as a securities broker. Marroquin can advise investors in Texas. Throughout their career, they have worked at Marroquin Associates Insurance and Royal Alliance Associates, Inc. Royal Alliance Associates, Inc is located in Austin, Texas, and has 459 additional locations across the country. As a company, Royal Alliance Associates, Inc manages $8 billion in assets throughout 30,657 client accounts and employs more than 1,933 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the nation. The firm manages 16,603 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 13% of the advisor firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Royal Alliance Associates, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

42 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

4102 Marathon Blvd
Austin, TX 78756

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

TX Average: $10,121,009,343
Total Number of Employees

2,951

TX Average: 92
Total Number of Accounts

62,916

TX Average: 6,978
Average Account Size

$200,603

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Marroquin Work History

James has 42 years of experience.

1989 - Present (30 years)

Royal Alliance Associates, Inc

1976 - Present (43 years)

Marroquin Associates Insurance

Disclosures

James Marroquin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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