About this Advisor
James Sadek is a financial advisor who works out of Austin, Texas, with 11 years of professional experience. Sadek is an advisor for Spc. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Spc, Sigma Financial Corporation and Upstream Investment Partners. Sadek has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas. Spc is a business that has its headquarters in Austin, Texas. It has offices in 453 locations and a total of 628 people on staff. It administers $7 billion in assets under management among its 36,841 client accounts, placing it among the largest firms in the United States by assets under management. The firm provides services to 22 charitable organizations. Of its 36,841 client accounts, just 6% belong to high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types billed by Spc can be comprised of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Spc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Sadek Work History
James has 11 years of experience.
Sigma Financial Corporation
Upstream Investment Partners
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
James Sadek has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Spc
Ann Arbor, MI
San Antonio, TX
Colorado Springs, CO
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.