James
Sadek

Spc

CRD#4904548
Investment Advisor
in Austin, TX

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About this Advisor

James Sadek is a financial advisor who works out of Austin, Texas, with 11 years of professional experience. Sadek is an advisor for Spc. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Spc, Sigma Financial Corporation and Upstream Investment Partners. Sadek has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas. Spc is a business that has its headquarters in Austin, Texas. It has offices in 453 locations and a total of 628 people on staff. It administers $7 billion in assets under management among its 36,841 client accounts, placing it among the largest firms in the United States by assets under management. The firm provides services to 22 charitable organizations. Of its 36,841 client accounts, just 6% belong to high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types billed by Spc can be comprised of any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

8834 North Capital Of Texas Highway Suite 220
Austin, TX 78759

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Spc Brokerage Details

Total Assets Under Management

$6,859,365,285

TX Average: $943,424,332
Total Number of Employees

628

TX Average: 21
Total Number of Accounts

36,841

TX Average: 1,586
Average Account Size

$186,188

TX Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Sadek Work History

James has 11 years of experience.

2014 - Present (8 years)

Spc

2014 - Present (8 years)

Sigma Financial Corporation

2014 - Present (8 years)

Upstream Investment Partners

2011 - 2014 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2011 - 2014 (3 years)

Bank Of America, N.A

Disclosures

James Sadek has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Spc

Johnny Morrison
Ann Arbor, MI
Robert Lang
Lisle, IL
Zachary Clark
Tecumseh, MI
John O'Donnell
Lisle, IL
Steven Kao
Austin, TX
Paul Wallin
San Antonio, TX
Brett Blair
Wylie, TX
Sean Gray
Colorado Springs, CO

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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