About this Advisor
James Sadek is an advisor located in Austin, Texas. Currently a registered investment advisor with Spc, they have accrued 10 years of work experience in the financial advisory industry. Sadek has a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Sadek can operate based out of Texas. During their career, Sadek has held roles at Swbc Investment Services, Merrill Lynch, Pierce, Fenner & Smith Inc, Swbc Investment Services, LLC, Bank Of America, N.A, Spc, Sigma Financial Corporation and Upstream Investment Partners. Spc is located in Austin, Texas, and operates out of 464 additional locations in the country. Overall, Spc oversees $5 billion in assets covering 25,865 accounts and employs more than 705 people. The level of assets currently under the firm's management places it among the largest firms in the nation. The firm manages 25,860 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 9% of the investment firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Spc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Spc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Sadek Work History
James has 10 years of experience.
Sigma Financial Corporation
Upstream Investment Partners
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Swbc Investment Services
Swbc Investment Services, LLC
James Sadek has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Spc
Allen Park, MI
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.