James
Tardy

Ci Private Wealth

CRD#2530322
Investment Advisor
in Dallas, TX

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Tardy is a financial advisor based in Dallas, Texas with a total of 1 year of relevant experience. Tardy works at Ci Private Wealth. During their career, Tardy has held roles at Credit Suisse Securities (Usa) LLC, Rgt Wealth Advisors, LLC, Cipw Service Company, LLC and Ci Rgt Private Wealth. Tardy holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Ci Private Wealth is a financial advisory firm based out of Miami, FL. It has offices in 28 locations and a total of 825 advisors. It oversees $95 billion in total assets among its 79,738 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 504 charities and foundations. Of its 79,738 customer accounts, 51% are associated with high-net-worth investors who have greater than $1 million in investable assets. Ci Private Wealth has a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice largely depend on the financial services provided. Fees charged by Ci Private Wealth may include asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

5950 Sherry Lane Suite 600
Dallas, TX 75225

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ci Private Wealth Brokerage Details

Total Assets Under Management

$94,617,046,882

TX Average: $1,855,561,029
Total Number of Employees

825

TX Average: 62
Total Number of Accounts

79,738

TX Average: 2,474
Average Account Size

$1,186,599

TX Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Tardy Work History

James has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Cipw Service Company, LLC

2022 - Present (2 years)

Ci Rgt Private Wealth

2016 - Present (8 years)

Rgt Wealth Advisors, LLC

2000 - 2016 (16 years)

Credit Suisse Securities (Usa) LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Tardy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ci Private Wealth

Bryan Blades
Wayne, PA
Danning Zhao
Menlo Park, CA
Jessica Boghetich
Dallas, TX
Jonathan Baker
Itasca, IL
Ryan Halpern
Atlanta, GA
Timothy Wheelwright
San Diego, CA
Anthony Dinverno
Itasca, IL
Jeremy Hudson
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started