E*Trade Capital Management, LLC
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About this Advisor
Jeffrey Rock is an investment advisor located in Dallas, Texas. Currently a registered advisor at E*Trade Capital Management, LLC, Rock has 10 years of professional experience in the financial advisory industry. Rock has Series 63 and Series 66 licenses, qualifying the advisor as a securities agent. Rock is registered to work with clients in Texas. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith, Inc, Fiduciary Financial Services Of The Southwest, Morgan Stanley Smith Barney, Fluor Corporation, Bank Of America, N.A, Usaa Financial Advisors, Inc, Usaa Financial Planning Services, E*Trade Securities LLC and E*Trade Capital Management LLC. E*Trade Capital Management, LLC is headquartered in Dallas, Texas, and has 33 additional locations in the United States. The firm's total assets under management places it among the largest investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the investment firm's 29,958 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. E*Trade Capital Management, LLC provides portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based fees.
Certifications and Registrations
Years of Experience
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E*Trade Capital Management, LLC Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Jeffrey Rock Work History
Jeffrey has 10 years of experience.
E*Trade Securities LLC
E*Trade Capital Management LLC
Usaa Financial Advisors, Inc
Usaa Financial Planning Services
Merrill Lynch, Pierce, Fenner & Smith, Inc
Bank Of America, N.A
Morgan Stanley Smith Barney
Fiduciary Financial Services Of The Southwest
Jeffrey Rock has no disclosures.
Please visit their SEC profile for more details.