Joel
Diaz
First Horizon Advisors, Inc
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About this Advisor
Joel Diaz is a financial advisor working out of Houston, Texas who has 1 year of relevant experience. Diaz is an advisor for First Horizon Advisors, Inc. Over the course of their career, they have held roles at United States Navy Reserves, Capital One Bank, Capital One Financial Advisors, Capital One Sharebuilder, Inc, Sharebuilder 401K, First Horizon and Engrave Wealth Partners, LLC. Diaz has Series 66 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Texas. First Horizon Advisors, Inc is a registered investment firm based in Memphis, TN. It has offices in 69 locations and a total of 224 financial advisors. It administers $11 billion in total assets between its 9,360 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 54 charitable organizations. Of its 9,360 accounts, just 10% are associated with high-net-worth individuals who have at least $1 million in assets. First Horizon Advisors, Inc performs a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically depend on which services the firm provides the client. Fees charged by First Horizon Advisors, Inc can be comprised of any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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First Horizon Advisors, Inc Brokerage Details
$11,300,952,063
224
9,360
$1,207,367
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Joel Diaz Work History
Joel has been registered as a financial advisor for 1 years.*
First Horizon
Engrave Wealth Partners, LLC
Capital One Sharebuilder, Inc
Sharebuilder 401K
Capital One Financial Advisors
Capital One Bank
United States Navy Reserves
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joel Diaz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at First Horizon Advisors, Inc
Memphis, TN
Orlando, FL
Ponte Vedra Beach, FL
Nashville, TN
Memphis, TN
Sarasota, FL
Germantown, TN
Orlando, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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