John
Penaflorida
Cetera Investment Advisers LLC
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About this Advisor
John Penaflorida is a financial advisor who works out of Houston, Texas with a total of 4 years of relevant experience. Penaflorida is an employee of Cetera Investment Advisers LLC. Over the course of their career, Penaflorida has held roles at Foresters Financial Services, Bellhops, T-Mobile, Vans: Off The Wall, University Of Texas At Dallas, Cy-Fair Community College, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Penaflorida maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Texas. Cetera Investment Advisers LLC is a business that has its headquarters in Schaumburg, IL. It has offices in 1,614 locations and a total of 3,094 financial advisors. It administers $33 billion in assets under management across its 176,986 customer accounts, placing it among the largest firms in the nation by assets under management. The firm provides services to 431 charities and foundations. Of its 176,986 customer accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The firm provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice typically vary depending on which services are provided. Fee types charged by Cetera Investment Advisers LLC may include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
John Penaflorida Work History
John has been registered as a financial advisor for 4 years.*
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Foresters Financial Services
Foresters Financial Services
Bellhops
T-Mobile
Vans: Off The Wall
University Of Texas At Dallas
Cy-Fair Community College
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Penaflorida to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Effingham, IL
West Monroe, LA
Oklahoma City, OK
Jacksonville, FL
Edmond, OK
Knoxville, TN
Pittsburgh, PA
San Marino, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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