John
Ramey

Hilltop Securities Inc

CRD#7044506
Investment Advisor
in Plano, TX

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About this Advisor

John Ramey is a financial advisor who works in Plano, Texas with 2 years of relevant experience. Ramey is currently employed by Hilltop Securities Inc. During their career, Ramey has held roles at Td Ameritrade, Industrial Alliance and Hilltop Securities Inc. Ramey holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Texas. Hilltop Securities Inc is a business operating out of Dallas, TX. It has offices in 16 locations and a total of 113 people on staff. It has $2 billion in assets under management between its 4,476 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to seven charities and foundations. Of its 4,476 customer accounts, 17% belong to high-net-worth investors who have at least $1 million in assets available to invest. The company provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules usually depend on the services. However, fee types charged by Hilltop Securities Inc likely are comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

5601 Granite Parkway Suite 305
Plano, TX 75024

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,730,433,320

TX Average: $3,042,739,679
Total Number of Employees

113

TX Average: 49
Total Number of Accounts

4,476

TX Average: 2,315
Average Account Size

$386,603

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

John Ramey Work History

John has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Hilltop Securities Inc

2018 - 2021 (3 years)

Td Ameritrade

2009 - 2017 (8 years)

Industrial Alliance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Ramey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

Diane Binford
Dallas, TX
William Humphreys
Austin, TX
Vito D'Angelo
Austin, TX
Peter Cappos
Sherman Oaks, CA
Robert Morales
Dallas, TX
Patrick Laborde
Austin, TX
Christopher Murray
Monterey, CA
Samuel Armijo
Sherman Oaks, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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