Jonathan
Maldonado

Ubs Financial Services Inc

CRD#5553071
Investment Advisor
in Austin, TX
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About this Advisor

Jonathan Maldonado is a certified financial planner whose office is in Austin, Texas. Currently an investment advisor with Ubs Financial Services Inc, Maldonado has 13 years of professional experience as a registered advisor. Maldonado holds Series 66 and Series 63 licenses, qualifying them as a securities agent. Maldonado can work with investors based out of Texas. Their career trajectory has included roles at Hays Hills Baptist Church, Northwestern Mutual Life Insurance Company, Dallas Independent School District, Ymca, Marketing Werks, Texas A&M University, Northwestern Mutual Investment Services, LLC, Ubs Financial Services Inc and Jp Morgan Securities LLC. Ubs Financial Services Inc is based out of Austin, Texas, and operates out of 369 brick-and-mortar locations throughout the United States. As an advisory firm, Ubs Financial Services Inc manages $496 billion in assets dispersed across 922,927 accounts and employs more than 13,402 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the country. The firm manages 453,419 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 52% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ubs Financial Services Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Series 63, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

98 San Jacinto Blvd Suite 600
Austin, TX 78701

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

TX Average: $10,121,009,343
Total Number of Employees

13,335

TX Average: 92
Total Number of Accounts

957,738

TX Average: 6,978
Average Account Size

$517,923

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Jonathan Maldonado Work History

Jonathan has 13 years of experience.

2016 - Present (3 years)

Ubs Financial Services Inc

2016 - 2016 (< 1 year)

Jp Morgan Securities LLC

2016 - 2016 (< 1 year)

Jpmorgan Chase Bank

2012 - 2015 (3 years)

Northwestern Mutual Life Insurance Company

2012 - 2015 (3 years)

Northwestern Mutual Investment Services, LLC

2010 - 2012 (2 years)

Dallas Independent School District

2009 - 2009 (< 1 year)

Hays Hills Baptist Church

2009 - 2010 (1 year)

Ymca

2008 - 2010 (2 years)

Northwestern Mutual Life Insurance Company

2007 - 2009 (2 years)

Marketing Werks

2005 - 2009 (4 years)

Texas A&M University

Disclosures

Jonathan Maldonado has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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