Jordan
Winterfeld

Ubs Financial Services Inc

CRD#5218106
Investment Advisor
in Houston, TX

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About this Advisor

Jordan Winterfeld is an investment advisor who works in Houston, Texas. Currently an advisor at Ubs Financial Services Inc, they have accrued nine years of professional experience as a registered investment advisor. Winterfeld maintains a Series 66 license, which certifies them as both a securities agent and an investment advisor representative. Winterfeld can act as a financial advisor based out of Texas. Their career trajectory has included roles at Invesco Advisers, Inc and Ubs Financial Services. Ubs Financial Services Inc is headquartered in Houston, Texas, and operates out of 369 offices throughout the nation. As a registered advisory firm, Ubs Financial Services Inc oversees $496 billion in assets covering 957,738 accounts and retains more than 13,335 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the United States. The firm manages 500,077 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 56% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1000 Main Street 26Th Floor
Houston, TX 77002

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

TX Average: $10,121,009,343
Total Number of Employees

13,335

TX Average: 92
Total Number of Accounts

957,738

TX Average: 6,978
Average Account Size

$517,923

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Jordan Winterfeld Work History

Jordan has 10 years of experience.

2017 - Present (3 years)

Ubs Financial Services

2010 - 2017 (7 years)

Invesco Advisers, Inc

Disclosures

Jordan Winterfeld has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Nicole Hiller
Wayzata, MN
Mark Thompson
Los Angeles, CA
Christopher Albanese
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Anita Humphrey
Clearwater, FL
Richard Henningsen
Anchorage, AK
Kimberly Sampson
Fort Lauderdale, FL
Magda Malinowski
Chicago, IL

This content was compiled from the SEC and FINRA.

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