Karl
Cloherty

Fidelity Personal And Workplace Advisors

CRD#6287967
Investment Advisor
in Roanoke, TX

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About this Advisor

Karl Cloherty is a financial advisor based in Roanoke, Texas, working with Fidelity Personal And Workplace Advisors. Karl has previously held positions at Penn Mutual Life Insurance Company, Hornor, Townsend & Kent, Inc, Nfp Securities, Inc, Kestra Financial Services, Inc, Securities America Advisors, Inc, Securities America, Inc, Arbor Point Advisors, Fidelity Investments, University Of Illinois, 2Nd Opinion Partners, Partners Wealth Management, and Thg Financial. Karl has passed the Series 66 regulatory exam and is registered to provide services in Illinois and Texas. Currently, Karl is part of Fidelity Personal And Workplace Advisors, which operates out of Roanoke, Texas. The firm has 2,960 offices and 15,424 employees. The firm manages assets totaling $818.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, and educational seminars. The fee structure at Fidelity Personal And Workplace Advisors includes asset-based and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

One Destiny Way
Roanoke, TX 76262

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$818,776,100,963

TX Average: $16,012,751,954
Total Number of Employees

15,424

TX Average: 118
Total Number of Accounts

1,991,043

TX Average: 4,567
Average Account Size

$411,230

TX Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Karl Cloherty Work History

2021 - Present (3 years)

Fidelity Investments

2019 - 2021 (2 years)

Securities America Advisors, Inc

2019 - 2021 (2 years)

Securities America, Inc

2019 - 2021 (2 years)

Arbor Point Advisors

2019 - 2021 (2 years)

2Nd Opinion Partners

2016 - 2019 (3 years)

Kestra Financial Services, Inc

2015 - 2016 (1 year)

Nfp Securities, Inc

2015 - 2019 (4 years)

Partners Wealth Management

2014 - 2019 (5 years)

Penn Mutual Life Insurance Company

2014 - 2019 (5 years)

Hornor, Townsend & Kent, Inc

2014 - 2015 (1 year)

Thg Financial

2012 - 2016 (4 years)

University Of Illinois

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Disclosures

Please visit the SEC profile of Karl Cloherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fidelity Personal And Workplace Advisors

Mitchell Green
Jacksonville, FL
Austin Stevens
Jacksonville, FL
Tyler Rizzo
Chesterfield, MO
Justin Gorney
Durham, NC
Gerald Granick
Jacksonville, FL
Ashlie Bostick
Colorado Springs, CO
Andrew Pillai
Murrieta, CA
Patrick Ihnken
Portland, OR

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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