Kate
Davidson

Principal Asset Management

CRD#6181128
Investment Advisor
in Austin, TX

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kate Davidson is a financial advisor who works in Austin, Texas, with a total of 1 year of relevant experience. Davidson is an advisor for Principal Asset Management. Their career trajectory has included roles at Fs2 Capital Partners, LLC, Resource America and Principal Funds Distributor. Davidson has Series 63 and Series 66 licenses, certifying them as a securities broker, and is approved to work in Texas. Principal Asset Management is a registered investment firm operating out of Des Moines, IA. The firm has offices in 23 locations and a total of 1,925 financial advisors. It manages $279 billion in assets between its 13,656 customer accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 500 charitable organizations. Of its 13,656 accounts, just 2% belong to high-net-worth investors who have more than $1 million in assets. The advisory firm offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on the type of services. Fee types charged by Principal Asset Management likely consist of any blend of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Office Location

Austin, TX

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Principal Asset Management Brokerage Details

Total Assets Under Management

$279,108,496,692

TX Average: $9,259,360,772
Total Number of Employees

1,925

TX Average: 166
Total Number of Accounts

13,656

TX Average: 7,189
Average Account Size

$20,438,525

TX Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kate Davidson Work History

Kate has been registered as a financial advisor for 1 years.*

2019 - Present (5 years)

Principal Funds Distributor

2017 - 2018 (1 year)

Resource America

2014 - 2014 (< 1 year)

Fs2 Capital Partners, LLC

2014 - 2017 (3 years)

Fs2 Capital Partners, LLC

2013 - 2014 (1 year)

Fs2 Capital Partners, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kate Davidson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Asset Management

Jason Arata
Folsom, CA
Bradley Hanus
Des Moines, IA
Kate Davidson
Austin, TX
Kyle Vanourny
Overland Park, KS
Matthew Quick
Des Moines, IA
Jennifer Graves
Charlotte, NC
Charles Estes
Hyde Park, OH
Thomas Monahan
Redondo Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started