Laura
Sullivan

Bok Financial Securities, Inc

CRD#6280243
Investment Advisor
in Dallas, TX

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About this Advisor

Laura Sullivan is a financial advisor working in Dallas, Texas, with a total of 4 years of industry experience. Sullivan currently works for Bok Financial Securities, Inc. Their career trajectory has included roles at Frost Brokerage Services Inc, Frost Bank, Frost Investment Services, Bok Financial Securities, Inc and Bokf, Na. Sullivan has a Series 63 license, certifying them as a securities agent, and is registered to advise clients in Texas. Bok Financial Securities, Inc is a registered investment company headquartered in Tulsa, OK. The company has offices in 111 locations and a total of 155 financial advisors. It administers $739 million in assets under management across its 3,217 client accounts, placing it among the bigger financial advisory firms in the nation by assets under management. The firm serves five charitable organizations. Of its 3,217 customer accounts, just 8% are held by high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm has a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees for financial advice largely depend on which services are provided. Fee types charged by Bok Financial Securities, Inc may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

5956 Sherry Lane 9Th and 11Th Floors
Dallas, TX 75225

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Bok Financial Securities, Inc Brokerage Details

Total Assets Under Management

$739,298,341

TX Average: $681,523,814
Total Number of Employees

155

TX Average: 15
Total Number of Accounts

3,217

TX Average: 642
Average Account Size

$229,810

TX Average: $1,061,564

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Laura Sullivan Work History

Laura has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Bok Financial Securities, Inc

2019 - Present (5 years)

Bokf, Na

2017 - 2017 (< 1 year)

Frost Investment Services

2013 - 2019 (6 years)

Frost Brokerage Services Inc

2011 - 2019 (8 years)

Frost Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Laura Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bok Financial Advisors

Alex Goossen
Tulsa, OK
Britany Harmon
Tulsa, OK
John Zver
Houston, TX
Courtney Williams
Tulsa, OK
Huy Nguyen
Overland Park, KS
Kyle Donnelly
Tulsa, OK
David Ridenour
Oklahoma City, OK
Amy Woods
Tulsa, OK

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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