Mark
Kaufman
Cambridge Investment Research Advisors, Inc
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About this Advisor
Mark Kaufman is a financial advisor based in Midland, Texas, with a total of 5 years of industry experience. Kaufman is an employee of Cambridge Investment Research Advisors, Inc. Throughout their career, they have worked at Mwa Financial Group, Midland Isd, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc, Valic Financial Advisors, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Kaufman maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Texas. Cambridge Investment Research Advisors, Inc is an advisory firm that has its headquarters in Fairfield, IA. The investment advisory business has offices in 2,023 locations and a total of 3,352 financial advisors. It controls $82 billion in total assets among its 461,370 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 461,370 client accounts, just 10% are associated with high-net-worth investors who have more than $1 million in assets. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial advice largely are based on the financial services. Fee types charged by Cambridge Investment Research Advisors, Inc most likely are comprised of any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cambridge Investment Research Advisors, Inc Brokerage Details
$82,427,818,654
3,352
461,370
$178,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Market timing services
- Educational seminars/workshops
Mark Kaufman Work History
Mark has been registered as a financial advisor for 5 years.*
Cambridge Investment Research, Inc
Cambridge Investment Research Advisors, Inc
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Valic Financial Advisors
Cambridge Investment Research, Inc
Cambridge Investment Research Advisors, Inc
Mwa Financial Group
Midland Isd
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Kaufman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cambridge Investment Research Advisors, Inc
Ann Arbor, MI
South Haven, MI
Tolland, CT
Salt Lake City, UT
Tulsa, OK
Staten Island, NY
Ormond Beach, FL
Fairfield, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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