Matthew
Smith

Usi Securities, Inc

CRD#7072748
Investment Advisor
in Austin, TX

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About this Advisor

Matthew Smith is a financial advisor based in Austin, Texas, working with Usi Securities, Inc. Matthew has previously held positions at John Hancock, John Hancock Distributors LLC, University Of Vermont, Usi Securities, Inc, and Usi Consulting Group, Inc. Matthew has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Matthew is part of Usi Securities, Inc, which operates out of Austin, Texas. The firm has 14 offices and 24 employees. The services offered by the firm include the selection of other advisers. The fee structure at Usi Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

7600 C North Capital Of Tx Highway, Suite 200
Austin, TX 78731

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Usi Securities, Inc Brokerage Details

Total Number of Employees

24

TX Average: 35

Investment Advisory Services

  • Selection of other advisers

Matthew Smith Work History

2021 - Present (3 years)

Usi Securities, Inc

2021 - Present (3 years)

Usi Consulting Group, Inc

2019 - Present (5 years)

John Hancock Distributors LLC

2015 - 2019 (4 years)

John Hancock

2010 - 2015 (5 years)

University Of Vermont

Disclosures

Please visit the SEC profile of Matthew Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usi Securities, Inc

Nicholas Moore
Blue Bell, PA
Kimberly Wade
Cincinnati, OH
Scott Mcquillen
Minneapolis, MN
Christopher Moreton
Glastonbury, CT
David Graver
Glastonbury, CT
Gina D'Amiano
Fort Lauderdale, FL
Kimberly Youngerman
Phoenix, AZ
Melinda Robidoux
Glastonbury, CT

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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