Michael
Buss

Rockefeller Financial LLC

CRD#6720799
Investment Advisor
in Dallas, TX

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About this Advisor

Michael Buss is a financial advisor working in Dallas, Texas with a total of 4 years of relevant experience. Buss is currently employed by Rockefeller Financial LLC. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Base Intelligence Inc, Home Manager Inc, Wendy R Davis For Governor, Reingold Inc, The Glover Park Group, Bank Of America, N.A and Rockefeller Financial LLC. Buss holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas. Rockefeller Financial LLC is an advisory business operating out of New York, NY. The firm has offices in 39 locations and a total of 531 people on staff. It handles $35 billion in total assets among its 46,727 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides services to 215 charitable organizations. Of its 46,727 customer accounts, 29% are held by high-net-worth individuals who have greater than $1 million in assets. Rockefeller Financial LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules largely vary depending on which services the firm provides the client. Fees charged by Rockefeller Financial LLC likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

300 Crescent Court Suite 1450
Dallas, TX 75201

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

TX Average: $7,464,549,021
Total Number of Employees

531

TX Average: 88
Total Number of Accounts

46,727

TX Average: 3,892
Average Account Size

$742,780

TX Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michael Buss Work History

Michael has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Rockefeller Financial LLC

2016 - 2019 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2019 (3 years)

Bank Of America, N.A

2015 - 2016 (1 year)

Base Intelligence Inc

2014 - 2015 (1 year)

Home Manager Inc

2014 - 2014 (< 1 year)

Wendy R Davis For Governor

2013 - 2014 (1 year)

Reingold Inc

2013 - 2013 (< 1 year)

The Glover Park Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Buss to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Sean Foust
Spring, TX
Alexander Barrett
Los Angeles, CA
Anthony Lindner
San Francisco, CA
Lindsay Dreyer
Chicago, IL
Bernard Mccall
Saratoga Springs, NY
Michael Buss
Dallas, TX
Cristina Tacettin
St. Augustine, FL
Amy Labarge
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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