Michael
Gonzales
Principal Securities, Inc
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About this Advisor
Michael Gonzales is a financial advisor who works in Richardson, Texas with a total of 16 years of relevant experience. Gonzales is currently employed by Principal Securities, Inc. During their career, the advisor has held roles at Principal Life Insurance Co, Princor Financial Services Corp and Source 1 Financial Services. Gonzales maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Texas. Principal Securities, Inc is a registered investment firm based out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It oversees $9 billion in total assets between its 46,075 client accounts, placing it among the largest firms in the United States by assets under management. The firm advises 34 charitable organizations. Of its 46,075 accounts, just 3% belong to high-net-worth individuals who have greater than $1 million in investable assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually vary depending on which service is provided. Fee types charged by Principal Securities, Inc can include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Michael Gonzales Work History
Michael has been registered as a financial advisor for 16 years.*
Source 1 Financial Services
Principal Life Insurance Co
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Gonzales to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
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Milwaukee, WI
Williamston, MI
Wdm, IA
Seattle, WA
Arlington, TX
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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