Michael
Neff

Ubs Financial Services Inc

CRD#5573308
Investment Advisor
in Austin, TX
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About this Advisor

Michael Neff is a certified financial planner located in Austin, Texas. Currently a registered investment advisor with Ubs Financial Services Inc, Neff has 10 years of professional experience as a financial advisor. Neff maintains a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Neff is able to serve investors in Texas. Neff has worked their complete career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Austin, Texas, and has 369 locations in the nation. As an advisor firm, Ubs Financial Services Inc manages $496 billion in assets across 922,927 client accounts and retains more than 13,402 people. The firm's total assets under management places it among the largest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 52% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

98 San Jacinto Blvd Suite 600
Austin, TX 78701

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,090,415,121

TX Average: $10,121,009,343
Total Number of Employees

13,402

TX Average: 92
Total Number of Accounts

922,927

TX Average: 6,978
Average Account Size

$537,519

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Michael Neff Work History

Michael has 10 years of experience.

2008 - Present (11 years)

Ubs Financial Services Inc

Disclosures

Michael Neff has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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