Ubs Financial Services Inc
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About this Advisor
Michael Pumo is a certified financial planner based out of Austin, Texas, with 13 years in the industry. Pumo is an employee of Ubs Financial Services Inc. Pumo has gained experience at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Ubs Financial Services Inc. Pumo maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Ubs Financial Services Inc is an advisory business headquartered in Austin, Texas. It has offices in 369 locations and a total of 13,402 people on staff. It has $496 billion in assets under management across its 922,927 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 4,543 charities and foundations. Of its 922,927 customer accounts, 52% belong to high-net-worth individuals who have at least $1 million in assets. Ubs Financial Services Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial advisory services typically vary depending on the services. Fee types billed by Ubs Financial Services Inc likely are comprised of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Michael Pumo Work History
Michael has 13 years of experience.
Ubs Financial Services Inc
Morgan Stanley Smith Barney
Citigroup Global Markets Inc
Michael Pumo has no disclosures.
Please visit their SEC profile for more details.