Michael
Pumo

Ubs Financial Services Inc

CRD#5068304
Investment Advisor
in Austin, TX
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About this Advisor

Michael Pumo is a certified financial planner based out of Austin, Texas, with 13 years in the industry. Pumo is an employee of Ubs Financial Services Inc. Pumo has gained experience at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Ubs Financial Services Inc. Pumo maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Ubs Financial Services Inc is an advisory business headquartered in Austin, Texas. It has offices in 369 locations and a total of 13,402 people on staff. It has $496 billion in assets under management across its 922,927 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 4,543 charities and foundations. Of its 922,927 customer accounts, 52% belong to high-net-worth individuals who have at least $1 million in assets. Ubs Financial Services Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial advisory services typically vary depending on the services. Fee types billed by Ubs Financial Services Inc likely are comprised of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

98 San Jacinto Blvd Suite 600
Austin, TX 78701

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

TX Average: $10,121,009,343
Total Number of Employees

13,335

TX Average: 92
Total Number of Accounts

957,738

TX Average: 6,978
Average Account Size

$517,923

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Michael Pumo Work History

Michael has 13 years of experience.

2011 - Present (8 years)

Ubs Financial Services Inc

2009 - 2011 (2 years)

Morgan Stanley Smith Barney

2005 - 2009 (4 years)

Citigroup Global Markets Inc

Disclosures

Michael Pumo has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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