Royal Alliance Associates, Inc

Investment Advisor
in Dallas, TX
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About this Advisor

Michael Smith is a chartered financial consultant who works in Dallas, Texas, who has 26 years in the industry. Smith is currently employed by Royal Alliance Associates, Inc. During their career, Smith has held roles at Royal Alliance Associates, Inc and Signator Investors, Inc. Smith has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in California, Colorado, New Mexico, Oklahoma, Rhode Island and Texas. Royal Alliance Associates, Inc is a firm operating out of Dallas, Texas. The investment advisory business has offices in 459 locations and a total of 1,933 employees. It manages $8 billion in total assets between its 30,657 accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 40 charities and foundations. Of its 30,657 accounts, just 13% are held by high-net-worth individuals who have at least $1 million in investable assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on which services the firm provides the client. Fees billed by Royal Alliance Associates, Inc likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

17300 Dallas Parkway Suite 1000
Dallas, TX 75248

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management


TX Average: $10,121,009,343
Total Number of Employees


TX Average: 92
Total Number of Accounts


TX Average: 6,978
Average Account Size


TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Smith Work History

Michael has 26 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

1992 - Present (27 years)

Signator Investors, Inc


Michael Smith has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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