Michael
Sullivan

United Capital Financial Advisers

CRD#2806909
Investment Advisor
in Austin, TX
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About this Advisor

Michael Sullivan is a certified financial planner based in Austin, Texas. Currently an investment advisor with United Capital Financial Advisers, they have accrued 10 years of experience as a registered advisor. Sullivan maintains a Series 63 license, which certifies the advisor as a securities broker. Sullivan is registered to operate based out of Texas. Over the course of their career, they have held roles at Guidant Wealth Management, Wachovia Securities, LLC, Vsr Financial Service, Inc, Vsr Advisory Services, Inc, Sokolosky Sullivan Financial Services, Valhaven Wealth LLC, Girard Securities, United Capital Financial Advisers, LLC and Cetera Advisor Networks LLC. United Capital Financial Advisers is headquartered in Austin, Texas, and has 86 other brick-and-mortar locations throughout the nation. In total, United Capital Financial Advisers manages $22 billion in assets throughout 65,194 client accounts and retains more than 650 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 7% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. United Capital Financial Advisers offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

6836 Bee Cave Road Suite 224
Austin, TX 78746

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United Capital Financial Advisers Brokerage Details

Total Assets Under Management

$21,475,764,778

TX Average: $7,578,581,321
Total Number of Employees

650

TX Average: 43
Total Number of Accounts

65,194

TX Average: 3,727
Average Account Size

$329,413

TX Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michael Sullivan Work History

Michael has 10 years of experience.

2017 - Present (2 years)

Cetera Advisor Networks LLC

2015 - 2017 (2 years)

Girard Securities

2015 - Present (4 years)

United Capital Financial Advisers, LLC

2013 - 2018 (5 years)

Valhaven Wealth LLC

2012 - 2013 (1 years)

Guidant Wealth Management

2010 - 2015 (5 years)

Vsr Financial Service, Inc

2010 - 2015 (5 years)

Vsr Advisory Services, Inc

2010 - 2012 (2 years)

Sokolosky Sullivan Financial Services

2008 - 2010 (2 years)

Wachovia Securities, LLC

2008 - 2010 (2 years)

Wachovia Securities, LLC

Disclosures

Michael Sullivan has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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