Monica
Lyssy

Rockefeller Financial LLC

CRD#4862021
Investment Advisor
in Houston, TX

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About this Advisor

Monica Lyssy is a financial advisor working in Houston, Texas with a total of 3 years of industry experience. Lyssy is an employee of Rockefeller Financial LLC. During their career, Lyssy has held roles at Deutsche Bank Securities Inc, Raymond James & Associates, Inc and Rockefeller Financial LLC. Lyssy maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Texas. Rockefeller Financial LLC is a financial advisory business operating out of New York, NY. The company has offices in 39 locations and a total of 531 people on staff. It has $35 billion in assets across its 46,727 customer accounts, making it one of the biggest firms in the country by assets under management. The firm serves 215 charities and foundations. Of its 46,727 accounts, 29% are held by high-net-worth clients who have greater than $1 million in assets. The firm performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors are based on which services the firm provides the client. Fees billed by Rockefeller Financial LLC likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

1330 Post Oak Boulevard - 11Th Floor
Houston, TX 77056

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

TX Average: $7,464,549,021
Total Number of Employees

531

TX Average: 88
Total Number of Accounts

46,727

TX Average: 3,892
Average Account Size

$742,780

TX Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Monica Lyssy Work History

Monica has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Rockefeller Financial LLC

2016 - 2020 (4 years)

Raymond James & Associates, Inc

2004 - 2016 (12 years)

Deutsche Bank Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Monica Lyssy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Mason Liu
Boca Raton, FL
Ron Guidi
San Francisco, CA
Amy Labarge
Atlanta, GA
Lindsay Dreyer
Chicago, IL
Veronica Campanella
Los Angeles, CA
Michael Buss
Dallas, TX
Cristina Tacettin
St. Augustine, FL
Trisha Fountain
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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