Nicole
Simon

Kestra Advisory Services, LLC

CRD#5854618
Investment Advisor
in Austin, TX

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About this Advisor

Nicole Simon is a financial advisor working in Austin, Texas, with 7 years of industry experience. Simon is an employee of Kestra Advisory Services, LLC. Their career trajectory has included roles at Campus Advantage, Inc, Nfp Advisor Services, Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Simon has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Texas. Kestra Advisory Services, LLC is a business headquartered in Austin, TX. The company has offices in 544 locations and a total of 1,311 people on staff. It administers $42 billion in assets among its 140,407 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 132 charities and foundations. Of its 140,407 client accounts, 17% belong to high-net-worth clients who have more than $1 million in assets. The business offers a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors are based on which service is offered. However, fee types billed by Kestra Advisory Services, LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1250 Capital Of Texas Hwy S. #2-125
Austin, TX 78746

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Kestra Advisory Services, LLC Brokerage Details

Total Assets Under Management

$41,795,124,579

TX Average: $3,042,739,679
Total Number of Employees

1,311

TX Average: 49
Total Number of Accounts

140,407

TX Average: 2,315
Average Account Size

$297,671

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Nicole Simon Work History

Nicole has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Kestra Advisory Services, LLC

2014 - Present (10 years)

Kestra Investment Services, LLC

2014 - 2016 (2 years)

Nfp Advisor Services

2013 - 2014 (1 year)

Campus Advantage, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicole Simon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Kestra Advisory Services, LLC

Jessica Thompson
Lincoln, NE
Daniel Greer
Fairview, TN
Marissa Griebel
Austin, TX
Nicole Simon
Austin, TX
Charles Campbell
Charlotte, NC
Michael Renner
Austin, TX
Holly Lovell
Cushing, TX
Michael Csedrik
Paramus, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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