Nona
Rosa

1St Global Advisors Inc

CRD#2893391
Investment Advisor
in Dallas, TX
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About this Advisor

Nona Rosa is a certified financial planner and chartered financial consultant working in Dallas, Texas, with 21 years of professional experience. Rosa is on the advisory team at 1St Global Advisors Inc. Their career trajectory has included roles at Hd Vest, H.D. Vest Investment Securities, Inc, 1St Global Capital Corp and 1St Global Advisors, Inc. Rosa holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Texas. 1St Global Advisors Inc is an advisory business that has its headquarters in Dallas, Texas. The firm has offices in 436 locations and a total of 1,049 advisors. It oversees $10 billion in assets under management between its 28,955 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 29 charitable organizations. Of its 28,955 accounts, just 9% are held by high-net-worth investors who have greater than $1 million in assets available to invest. 1St Global Advisors Inc has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely depend on which service is provided. However, fees billed by 1St Global Advisors Inc most likely include any combination of asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Others

Disclosures

No

Office Location

12750 Merit Drive Suite 1200
Dallas, TX 75251

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1St Global Advisors Inc Brokerage Details

Total Assets Under Management

$9,997,015,164

TX Average: $3,042,739,679
Total Number of Employees

1,049

TX Average: 49
Total Number of Accounts

28,955

TX Average: 2,315
Average Account Size

$345,260

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Nona Rosa Work History

Nona has 21 years of experience.

2015 - Present (4 years)

1St Global Capital Corp

2015 - Present (4 years)

1St Global Advisors, Inc

1997 - 2015 (18 years)

Hd Vest

1997 - 2015 (18 years)

H.D. Vest Investment Securities, Inc

Disclosures

Nona Rosa has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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