Paul
Dickens

Pruco Securities, LLC

CRD#2620396
Investment Advisor
in Houston, TX

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About this Advisor

Paul Dickens is a financial advisor based in Houston, Texas who has 1 year of industry experience. Dickens is on the advisory team at Pruco Securities, LLC. Throughout their career, they have worked at Sovereign Wealth Advisors, LLC, Edward Jones, Lpl Financial, Guardian Life Insurance Company, Park Avenue Securities, The Prudential Insurance Company Of America, Pruco Securities LLC, Guardian Life Insurance Co Of America and Park Avenue Securities, LLC. Dickens holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Texas. Pruco Securities, LLC is an advisory business based in Newark, NJ. It has offices in 42 locations and a total of 2,500 financial advisors. It handles $14 billion in total assets across its 106,737 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. Of its 106,737 customer accounts, just 1% belong to high-net-worth clients who have at least $1 million in assets available to invest. Pruco Securities, LLC provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees are based on the type of financial services offered. However, fee types billed by Pruco Securities, LLC likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1233 West Loop South Suite 1100-Park Towers North
Houston, TX 77027

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

TX Average: $10,121,009,343
Total Number of Employees

2,500

TX Average: 92
Total Number of Accounts

106,737

TX Average: 6,978
Average Account Size

$131,438

TX Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Paul Dickens Work History

Paul has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

The Prudential Insurance Company Of America

2022 - Present (2 years)

Pruco Securities LLC

2020 - 2022 (2 years)

Guardian Life Insurance Company

2020 - 2022 (2 years)

Park Avenue Securities

2019 - 2020 (1 year)

Guardian Life Insurance Company

2019 - 2020 (1 year)

Park Avenue Securities

2017 - 2019 (2 years)

Guardian Life Insurance Co Of America

2017 - 2019 (2 years)

Park Avenue Securities, LLC

2015 - 2017 (2 years)

Sovereign Wealth Advisors, LLC

2015 - 2017 (2 years)

Lpl Financial

2012 - 2015 (3 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Paul Dickens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prudential Financial Planning Services

Daniel Linn
Cranbury, NJ
Zhengrong Pan
Edison, NJ
Grant Uitti
Milwaukee, WI
Thomas Geissler
Minneapolis, MN
Hunter Medlen
Lafayette, LA
Susan Adams
Saint Louis, MO
Oksana Flaks
Brooklyn, NY
Kevin Shelton
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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