Paul
Douglas

Ubs Financial Services Inc

CRD#5305971
Investment Advisor
in Austin, TX
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About this Advisor

Paul Douglas is a certified financial planner based out of Austin, Texas, with 11 years of financial industry experience. Douglas is an advisor for Ubs Financial Services Inc. Douglas has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc : 7691 and Ubs Financial Services Inc. Douglas holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to operate in Ohio and Texas. Ubs Financial Services Inc is a firm that has its headquarters in Austin, Texas. The company has offices in 369 locations and a total of 13,402 employees. It administers $496 billion in assets among its 922,927 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 4,543 charities and foundations. Of its 922,927 client accounts, 52% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The business provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules largely depend on which services the firm provides the client. Fees billed by Ubs Financial Services Inc most likely are comprised of some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

98 San Jacinto Blvd Suite 600
Austin, TX 78701

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

TX Average: $10,121,009,343
Total Number of Employees

13,335

TX Average: 92
Total Number of Accounts

957,738

TX Average: 6,978
Average Account Size

$517,923

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Paul Douglas Work History

Paul has 11 years of experience.

2009 - Present (10 years)

Ubs Financial Services Inc

2007 - 2009 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc : 7691

Disclosures

Paul Douglas has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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