Raul
Chapa Ugalde
Alterna Wealth Management, Inc
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About this Advisor
Raul Chapa Ugalde is a financial advisor working in Houston, Texas who has 1 year of relevant experience. Chapa Ugalde is currently employed by Alterna Wealth Management, Inc. Their career trajectory has included roles at Alterna Securities, Credit Suisse Ag, Credit Suisse Asesoria Mexico and Ubs Asesores Mexico. Chapa Ugalde maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Alterna Wealth Management, Inc is a registered investment business based in Houston, TX. The investment advisory business has a total of 36 advisors. It handles $666 million in total assets between its 791 customer accounts, placing it among the bigger financial advisory firms in the United States by assets under management. Of its 791 customer accounts, 20% are associated with high-net-worth investors who have greater than $1 million in assets. The firm provides a few services, including portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Fees charged by financial advisors depend on which services are provided. Fee types charged by Alterna Wealth Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Alterna Wealth Management, Inc Brokerage Details
$666,200,115
36
791
$842,225
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
Raul Chapa Ugalde Work History
Raul has been registered as a financial advisor for 1 years.*
Alterna Securities
Credit Suisse Ag
Credit Suisse Asesoria Mexico
Ubs Asesores Mexico
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Raul Chapa Ugalde to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Alterna Wealth Management, Inc
San Antonio, TX
Houston, TX
San Antonio, TX
San Antonio, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
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