Raymond
Bauer

Thrivent Investment Management Inc

CRD#1594403
Investment Advisor
in Austin, TX
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About this Advisor

Raymond Bauer is a chartered financial consultant who works in Austin, Texas, with 16 years of financial industry experience. Bauer currently works for Thrivent Investment Management Inc. During their career, the advisor has held roles at Thrivent Financial For Lutherans, Thrivent Investment Management Inc and Thrivent Financial Bank. Bauer holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Texas. Thrivent Investment Management Inc is a firm operating in Austin, Texas. The investment advisory business has offices in 1,130 locations and a total of 3,731 financial advisors. It has $11 billion in assets under management across its 40,463 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm advises 298 charitable organizations. Of its 40,463 accounts, just 7% are held by high-net-worth investors who have at least $1 million in investable assets. The firm performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial advice vary depending on which services the firm provides the client. However, fees billed by Thrivent Investment Management Inc most likely include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

7000 N Mo Pac Expy Ste 200
Austin, TX 78731

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$10,861,828,635

TX Average: $5,289,111,388
Total Number of Employees

3,731

TX Average: 157
Total Number of Accounts

40,463

TX Average: 8,262
Average Account Size

$268,439

TX Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Raymond Bauer Work History

Raymond has 16 years of experience.

2002 - Present (17 years)

Thrivent Financial For Lutherans

2002 - Present (17 years)

Thrivent Investment Management Inc

2002 - 2012 (10 years)

Thrivent Financial Bank

Disclosures

Raymond Bauer has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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