Rebecca
Clauer

Principal Securities, Inc

CRD#4138014
Investment Advisor
in Addison, TX

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About this Advisor

Rebecca Clauer is a financial advisor based in Addison, Texas, working with Principal Securities, Inc. Rebecca has previously held positions at Tiaa, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Axa Advisors, LLC, Little Dragon, Fidelity Investments, Principal Securities, Inc, and Principal Life Insurance Company. Rebecca has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Rebecca is part of Principal Securities, Inc, which operates out of Addison, Texas. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

5080 Spectrum Dr Ste 1200E
Addison, TX 75001

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

TX Average: $9,259,360,772
Total Number of Employees

1,349

TX Average: 166
Total Number of Accounts

54,844

TX Average: 7,189
Average Account Size

$220,730

TX Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rebecca Clauer Work History

2024 - Present (0 year)

Principal Securities, Inc

2024 - Present (0 year)

Principal Life Insurance Company

2020 - 2023 (3 years)

Fidelity Investments

2019 - 2020 (1 year)

Little Dragon

2017 - 2017 (< 1 year)

Northwestern Mutual Life Insurance Company

2017 - 2017 (< 1 year)

Northwestern Mutual Investment Services LLC

2017 - 2020 (3 years)

Axa Advisors, LLC

2010 - 2017 (7 years)

Tiaa

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Rebecca Clauer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Michael Harken
Camdenton, MO
Roger Goren
Melville, NY
Reid Johnson
Cedar Falls, IA
Martha Nielsen
Latham, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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