Richard
Becker
Gwn Securities Inc
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About this Advisor
Richard Becker is a financial advisor based in Katy, Texas with 6 years of relevant experience. Becker is on the advisory team at Gwn Securities Inc. During their career, Becker has held roles at Valic Financial Advisors, Planmember Securities Corporation, American Tax Group and Gwn Securities, Inc. Becker maintains Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Texas. Gwn Securities Inc is a financial advisory firm that has its headquarters in Palm Beach Gardens, FL. The company has offices in 25 locations and a total of 755 employees. It controls $3 billion in assets under management between its 58,177 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. Of its 58,177 accounts, just 4% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. Fees for financial advice depend on the financial services provided. However, fees charged by Gwn Securities Inc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Gwn Securities Inc Brokerage Details
$2,838,916,178
755
58,177
$48,798
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Market timing services
Richard Becker Work History
Richard has been registered as a financial advisor for 6 years.*
Gwn Securities, Inc
American Tax Group
Planmember Securities Corporation
Valic Financial Advisors
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Becker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Gwn Securities Inc
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Palm Beach Gardens, FL
Williamsport, PA
Owasso, OK
Wayne, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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