Richard
Feild

Hilltop Securities Inc

CRD#815098
Investment Advisor
in Austin, TX

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About this Advisor

Richard Feild is a financial advisor working in Austin, Texas with a total of 10 years of relevant experience. Feild is on the advisory team at Hilltop Securities Inc. They have spent their complete time as a financial advisor at Hilltop Securities Inc. Feild has Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District Of Columbia, Florida, Georgia, Hawaii, Indiana, Iowa, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, West Virginia and Wisconsin. Hilltop Securities Inc is an advisory business that has its headquarters in Dallas, TX. It has offices in 16 locations and a total of 113 financial advisors. It has $2 billion in assets under management between its 4,476 client accounts, making it one of the largest firms in the nation by assets under management. The firm advises seven charitable organizations. Of its 4,476 client accounts, 17% are held by high-net-worth investors who have more than $1 million in assets. Hilltop Securities Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees typically vary depending on which services are provided. However, fee types billed by Hilltop Securities Inc likely include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

7000 North Mopac Expressway Suite 400
Austin, TX 78731

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,730,433,320

TX Average: $3,042,739,679
Total Number of Employees

113

TX Average: 49
Total Number of Accounts

4,476

TX Average: 2,315
Average Account Size

$386,603

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Feild Work History

Richard has been registered as a financial advisor for 10 years.*

2012 - Present (12 years)

Southwest Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Feild to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

Christopher Murray
Monterey, CA
Vito D'Angelo
Austin, TX
Peter Cappos
Sherman Oaks, CA
Diane Binford
Dallas, TX
William Humphreys
Austin, TX
Patrick Laborde
Austin, TX
Robert Morales
Dallas, TX
John Allen
Plano, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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