Richard
Galen

Hilltop Securities Inc

CRD#1782545
Investment Advisor
in Dallas, TX

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About this Advisor

Richard Galen is a financial advisor based in Dallas, Texas, working with Hilltop Securities Inc. Richard has previously held positions at Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, and Hilltop Securities Inc. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Michigan, Oklahoma, Texas, and Washington. Currently, Richard is part of Hilltop Securities Inc, which operates out of Dallas, Texas. The firm has 17 offices and 113 employees. The firm manages assets totaling $1.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Hilltop Securities Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

8201 Preston Rd. Suite 600
Dallas, TX 75225

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,866,292,572

TX Average: $3,042,739,679
Total Number of Employees

113

TX Average: 49
Total Number of Accounts

4,546

TX Average: 2,315
Average Account Size

$410,535

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Galen Work History

2015 - Present (9 years)

Hilltop Securities Inc

2009 - 2015 (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

1987 - 2015 (28 years)

Bank Of America, N.A

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Richard Galen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

Grant Finney
Dallas, TX
Matthew Gomez
Austin, TX
David Shechtman
Dallas, TX
Harold Wright
Dallas, TX
Alexis Correa
Austin, TX
James Towne
Solana Beach, CA
Hunter Coleman
Austin, TX
Brannon Johnson
Dallas, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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