Richard
High

Spc

CRD#1956655
Investment Advisor
in Woodway, TX

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About this Advisor

Richard High is a financial advisor based in Woodway, Texas, working with Spc. Richard has previously held positions at High & Associates, Sammons Securities Company, LLC, Spc, and Parkland Securities. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Kentucky and Texas. Currently, Richard is part of Spc, which operates out of Woodway, Texas. The firm has 361 offices and 470 employees. The firm manages assets totaling $5.6 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Spc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

105 Old Hewitt Rd.
Woodway, TX 76712

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Spc Brokerage Details

Total Assets Under Management

$5,562,939,194

TX Average: $943,424,332
Total Number of Employees

470

TX Average: 21
Total Number of Accounts

30,541

TX Average: 1,586
Average Account Size

$182,147

TX Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard High Work History

2014 - Present (10 years)

Parkland Securities

2013 - Present (11 years)

Spc

2000 - Present (24 years)

High & Associates

2013 - 2014 (1 year)

Sammons Securities Company, LLC

Disclosures

Please visit the SEC profile of Richard High to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Spc

David Haik
Ann Arbor, MI
Christopher Newbauer
Ann Arbor, MI
Carlos Dardon
Salt Lake City, UT
Cheryl Harwell
Ann Arbor, MI
Luke Wolchuk
Chicago, IL
John O'Callaghan
Mount Prospect, IL
Margaret Swiess
Willowbrook, IL
Joseph Mole
Lansing, MI

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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